Yen is a consultant of the Capital Markets practice and his practice focuses on corporate finance and general commercial matters. Yen is a seasoned corporate lawyer with a strong focus on initial public offerings (IPOs), having handled over 20 successfully listed IPO transactions in Hong Kong. Mr. Yum’s expertise lies in project management, assisting sponsors in designing due diligence plans, as well as handling the drafting of prospectuses. He effectively assists clients in aligning their business needs for strategy and compliance during the IPO process.

IPO Transactions

• The listing of Mokingran Jewellery Group Co., Ltd. /梦金园黄金珠宝集团股份有限公司 (HK Stock code: 2585) in Hong Kong
• The listing of Shanxi Installation Group Co., Ltd. / 山西省安装集团股份有限公司 (HK Stock code: 2520)
• The listing of XXF Group Holdings Limited / 喜相逢集團控股有限公司 (HK Stock code: 2473)
• The listing of Hongcheng Environmental Technology Company Limited / 鸿承环保科技有限公司 (HK Stock code: 2265) in Hong Kong
• The listing of Activation Group Holdings Limited / 艾德韋宣集團控股有限公司 (HK Stock code: 9919) in Hong Kong
• The listing of MOS House Group Limited (HK Stock code: 1653) in Hong Kong
• The listing of WAC Holdings Limited (HK Stock code: 8619) in Hong Kong
• The listing of Trio Industrial Electronics Group Limited / 致豐工業電子 (HK Stock code: 1710) in Hong Kong
• The listing of Bortex Global Limited / 濠亮環球 (HK Stock code: 8118) in Hong Kong
• The listing of China Shenghai Food Holdings Company Limited / 中国升海食品 (HK Stock code: 1676) in Hong Kong
• The listing of KNK Holdings Limited (HK Stock code: 8039) in Hong Kong
• The listing of K. H. Group Holdings Limited / 剑虹地基 (HK Stock code: 1557) in Hong Kong
• The spin-off listing of Chinney Kin Wing Holdings Limited / 建业建荣 (HK Stock code: 1556) in Hong Kong
• The listing of Pak Wing Group (Holdings) Limited / 柏榮集團 (HK Stock code: 8316) in Hong Kong
• The listing of Man King Holdings Limited / 萬景控股 (HK Stock code: 2193) in Hong Kong
• The listing of Nga Chun Holdings Company Limited / 雅俊控股 (HK stock code: 1462) in Hong Kong

• Capinfo Company Limited – advised on a series of corporate restructuring matters
• A state-owned listed company – compliance and investigation matter in relation to a material breach of listing rules regarding connected and disclosable transactions
• A listed company – compliance matter in relation to restructuring incident where the state-owned controlling shareholder of a listed group involved in complications with the Code on Takeovers and Mergers
• A listed company – compliance and investigation matter in relation to investigation by the Accounting and Financial Reporting Council (AFRC)
• United Company RUSAL Plc (HK stock code: 486) - multiple jurisdictions’ listing rules compliance retainer, at the time of sanctions being imposed on the Group and the controlling shareholder
• Dafeng Port Heshun Technology Company Limited (HK stock code: 8310) - advised on the issuance of USD bonds in the European market
• Dafeng Port Heshun Technology Company Limited (HK stock code: 8310) - advised on very substantial acquisition and connected transaction of a port in PRC
• Truly International Holdings Limited (HK stock code: 738) - placement of new shares
• China Solar Energy Holdings Limited (HK stock code: 155) - advised on a series of corporate rescue, including business restructuring, reverse takeover, debt consolidation, placement, etc.
• China Resources Enterprise, Limited (HK stock code: 291) - due diligence on the acquisition of Kingway Beer (HK stock code: 124)
• CPMC Holdings Ltd. (HK stock code: 906) - due diligence and advised on a substantial asset purchase of production lines
• CCBI Asset Management - bond issuance
• Changfeng Axle Holdings Ltd. (HK stock code: 1919) - bond issuance
• China COSCO Holdings Company Limited (HK stock code: 1919) - due diligence on a mega scale project of investment and acquisition of an Australian mine